lec04
Contents
lec04¶
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202200216
topics
particle statistics
localized electrons
Heisenberg picture
Green’s and spectral functions: a primer
Goals
relate particle statistics to (anti-)commutation of second quantized operators
sharpening connection of Green’s functions vs excitations
Reminder: PS1 due coming Fri \(1:30\text{pm}-\varepsilon\)
particle statistics¶
We have mentioned on and off that phonon problem is a bosonic one. Recall from QM that boson vs fermion is a question about particle exchange statistics. In the so-called “first quantized” wave function, a two-particle wave function depends on two coordinate variables
“Particle statistics” refers to what happen if we decide to relabel the two indistinguishable particles
Generalization to an \(N\)-particle state is similar, noticing any permutation is a product of pair-wise exchanges. For our purpose, we just assert without any justification that one can relate the state with one boson at \(x_1\) and one at \(x_2\) can be identified with
where \(\hat{b}^\dagger\) is the creation operator we have written down countless time already from QHO. In essence, we associate to each point \(x\) in space a QHO. The vacuum \(|0\rangle\) is then the joint vacuum of all these QHO’s.
Notes:
but (if) space is continuous, then we have uncountably many QHO’s even in a finite volume of space! That sounds sick. That is sick. But that’s okay.
We have implicitly promoted the single-particle wave function \(\delta(x)\) to an operator \(\hat{b}_x^\dagger\). That’s why this is called “second quantization”.
implicitly, we have defined an object which maps space to quantum operators: \(\vec{r}\to \hat{b}_x^\dagger\). Such maps are called “fields”. (E.g., think about electric field \(\vec{r}\to \vec{E_{\vec{r}}}\). Our fields here are quantum mechanical in that they do not have simple point-wise multiplication but instead canonical commutation). Whence the name “QFT”
Now, back to particle statistics. We have, for bosons,
So the exchange sign of \(+1\) is really the commutation of among the creation(annihilation) operators. It is then natural to guess what should happen for fermions:
This implies the fermionic creation and annihilation operators should satisfy canonical anti-commutation relations. Let \(\{\hat{A},\hat{B}\}=\hat{A}\hat{B}+\hat{B}\hat{A}\). For fermions
Note: we take these as the practical definition for the “second-quantized” operators. One can also do it in the traditional way of making very explicit connections to the Hilbert space of symmetrized / anti-symmetrized wave functions. Schematically,

The “first quantized” description focus on each particle sector individually. The “second quantized” description focus on how to relate the different sectors. In particular, we have a natural relation between the ground state and a state in the \(n\)-particle sector. Consider putting \(n\) particles (bosons or fermions) into \(n\) “orbitals” \(\phi_1,\phi_2,\cdots,\phi_n\)
where we assume the “orbitals” are distinct and orthogonal. (i.e., we are considering a canonical transformation on the defining modes of the system).
The above is rather schematic. In practice there are some factors of \(\sqrt{n!}\) etc. if one wants to relate first and second quantization. We won’t cover that here (usually covered in advanced QM), see e.g. Coleman Chapter-3 for more details.
Final note: so is QHO bosonic?
It depends. IF you have exactly one particle, there is no exchange and hence no statistics. If you have multiple particles, then the statistics is an “intrinsic” aspect of the problem in the sense that it defines the many-body Hilbert space, whereas being a QHO is “kinematic” in the sense that it’s just characterizing the Hamiltonian acting on the Hilbert space. E.g.,
Phonons: the momenta and displacements of different atoms commute, so we have a bosonic problem to start with. In the “harmonic approximation” we have a collection of coupled QHO
Electronic quantum Hall: we have fermions to start with, but the B-field enters the single particle problem as a spatially varying gauge field. That also leads to the QHO Hamiltonian for the single particle problem. But now the raising / lowering operators act between different fermionic modes that could be empty or filled
P.S. We can certainly have bosonic operators in a fermionic Hilbert space: combining an even number of fermionic operators leads to bosonic ones. For those of you have prefer a math-oriented language, the operator algebra is \(Z_2\)-graded and we have even=bosonic and odd=fermionic.
P.P.S. We can even have effectively fermionic operators in a bosonic Hilbert space. That’s the wonder of topological order…
Localized electrons¶
Let us now consider our very first electronic problem. Consider as a warm-up an electronic Hamiltonian
Let’s consider writing out the matrix elements in the Fock space
in the basis \(\left\{ |0\rangle ,\hat{c}_{\uparrow}^{\dagger}|0\rangle ,\hat{c}_{\downarrow}^{\dagger}|0\rangle ,\hat{c}_{\uparrow}^{\dagger}\hat{c}_{\downarrow}^{\dagger}|0\rangle \right\}\) (\(\left\{ \hat{c}_{\uparrow}^{\dagger}|0\rangle ,\hat{c}_{\downarrow}^{\dagger}|0\rangle \right\}\) is single-particle basis). We know the single-particle eigenstates are
It is natural to “rotate” in the eigenbasis
we may check
Using which we have
We can schematically draw the spectrum as (\(\varepsilon>0\))

Side note: The calculation above can be readily generalized. Consider some Hamiltonian defined over \(N\) fermionic modes:
Here, \(h\) is a Hermitian matrix and can be diagonalized by a unitary
(c.f. the phonon discussion)
Back to the two mode problem: this is again an exactly solved problem, which is in a way similar to the QHO / free phonon. We know all the eigenstates and eigen-energies. Yet, it is natural to ask how we can probe the “physics” of the system. Suppose we start with the ground state (\(t>0\)):
Recall our discussion on propagator / correlation functions / Green’s functions. Let us compare
create an up electron: \(\hat{c}_\uparrow^\dagger\)
evolution for time \(t\): \(e^{-i\hat{H}t}\)
where \(e^{i\hat{H}t}\hat{c}_{\uparrow}e^{-i\hat{H}t}\) is the conjugate action of time evolution on an operator. We claimed
Such functions contains important dynamical info about the system
It is natural to interpret it as a specific kind of correlation function
Let us now introduce these ideas more systematically
Heisenberg picture
So far, we have introduced time evolution of a quantum system through the evolution operator \(\hat{U}=e^{-i\hat{H}t}\), which satisfies
Implicitly, we know that if a state satisfies the Schrodinger equation
then its time evolution can be expressed simply as
Now imagine computing some observables as the state evolves
It’s simply a mater of interpretation to say that the operator is evolving \(\hat{A}\rightarrow \hat{U}^{\dagger}\hat{A}\hat{U}\), and we compute its expectation value with respect to a fixed state \(|\Psi\rangle(0)\). This perspective is called the “Heisenberg picture”.
Here we assume the operator is time-independent in the Schrodinger picture. We can also check explicitly what is the equation governing the time evolution of Heisenberg-picture operators:
In fact, nothing in the check above demands that we use the actual Hamiltonian! One can imagine picking a “convenient” part of the actual Hamiltonian in defining the dynamics of the operators. Correspondingly, however, the state vectors are NOT static since we are not using the actual Hamiltonian. In this hybrid picture, both the operators and the state evolve. This is called the “interaction picture”; more later.
Note: for those of you who know quantum optics, think about rotating wave approximation.
\section{One-particle Green’s function: a first example}
In the following, we keep the subscript \(S\) vs \(H\) implicit. Whenever we write a time dependence for an operator, it is understood that we are in the Heisenberg picture.
Back to our example. Recall we were comparing
where
In Heisenberg picture, we have defined
which can be interpreted as a (quantum) auto-correlation function: we create an electron at time \(t=0\), and then annihilate it at time \(t\). We are measuring correlation across time. Yet, this is NOT by itself a physical observable! We cannot understand it as the expectation value of some Hermitian operator. Nevertheless, “unphysical” expressions of such form provides the basis for computing actual observables. As one first check, let us investigate how \(G(t)\) reflects the energy scale of the problem. Noticing
we first note that time evolution for \(\hat{c}_{\pm}^\dagger\) is simple. In the Heisenberg picture,
With the blue symbols denoting Heisenberg picture and the red symbols Schrodinger picture. Noticing \(\hat{c}_{\uparrow}^{\dagger}\left( t \right) =\frac{1}{\sqrt{2}}\left( \hat{c}_{+}^{\dagger}\left( t \right) +\hat{c}_{-}^{\dagger}\left( t \right) \right)\),
How to interpret this?

One-particle Green’s function and spectral Lehmann representation¶
Our “single-site” example is designed to be simple (simple enough to solve everything exactly). Interestingly, the physical picture derived from above is actually very general, as we will see now.
Suppose we have an electronic problem with some many-body Hamiltonian \(\hat{H}\) and the ground state \(|\Omega\rangle\). We consider the one-particle Green’s function as defined above:
where we use one subscript to denote if the expression is understood in the Heisenberg or Schrodinger picture.
To probe the dynamics, it is natural to go to the eigenbasis of the Hamiltonian. We insert a complete set of basis
where \(\langle n|\hat{c}_{\alpha}^{\dagger}|\Omega \rangle_S\) is the matrix element and \(e^{-i\left( E_n-E_{\Omega} \right) t}\) is the energy difference. This is practically identical to what we had, but we now know neither the matrix element nor the excitation energy (i.e., energy difference from the ground state)!
Importantly, the many-body spectrum is dense! Remember the number of quantum states scales exponentially with the system size \(\text{dim}(\mathcal{H})\sim 2^V\).